Quote:
Originally posted by Cubsfan
Is it just me, or is it kind of a sad reflection on society that we need a disclaimer 3 pages long so people don't think that one of use recommending a stock is a guarantee.
|
You wouldn't believe some of the SEC's rules. At some point in the near future, all communications will be required to be logged. As it stands now, IMs must be logged by NASD firms. It doesn't affect my company (yet), but there's rumblings about that being required for all other firms as well, in addition to all email being archived.