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Old 06-08-2005, 09:08 AM   #1
marotta
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Join Date: Nov 2004
Location: Charlottesville, VA
Posts: 49
Ruling Allows Broker Conflict of Interest (2005-06-06)

Ruling Allows Broker Conflict of Interest (2005-06-06)

by David John Marotta and NAPFA Press Release

Currently, stockbrokers can offer the same services as Fee-Only financial planners without being accountable to the same fiduciary standards. This exemption to the Investment Advisers Act of 1940 has been called the "Merrill Lynch rule."

Read the complete column at http://www.emarotta.com/article.php?ID=130
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